Richard G. Steele - 08 Nov 2023 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
SVP - General Counsel
Signature
Elizabeth McCarroll by power of attorney for Richard G. Steele
Issuer symbol
MCO
Transactions as of
08 Nov 2023
Net transactions value
-$224,422
Form type
4
Filing time
09 Nov 2023, 17:03:01 UTC
Previous filing
13 Nov 2023
Next filing
22 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Options Exercise $70,547 +873 +139% $80.81 1,501 08 Nov 2023 Direct
transaction MCO Common Stock Sale $294,969 -873 -58% $337.88 628 08 Nov 2023 Direct
holding MCO Common Stock 2,978 08 Nov 2023 Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -873 -100% $0.000000* 0 08 Nov 2023 Common Stock 873 $80.81 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One fourth of options vest each year beginning with the date indicated.