Michael L. West - 08 Nov 2023 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
President, Moody's Investors
Signature
Elizabeth McCarroll by power of attorney for Michael L. West
Issuer symbol
MCO
Transactions as of
08 Nov 2023
Net transactions value
-$434,330
Form type
4
Filing time
09 Nov 2023, 16:40:25 UTC
Previous filing
01 Aug 2023
Next filing
13 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Options Exercise $24,288 +145 +1.8% $167.50 8,396 08 Nov 2023 Direct
transaction MCO Common Stock Options Exercise $130,985 +782 +9.3% $167.50 9,178 08 Nov 2023 Direct
transaction MCO Common Stock Sale $264,637 -782 -8.5% $338.41 8,396 08 Nov 2023 Direct
transaction MCO Common Stock Options Exercise $342,300 +1,972 +23% $173.58 10,368 08 Nov 2023 Direct
transaction MCO Common Stock Sale $667,266 -1,972 -19% $338.37 8,396 08 Nov 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -145 -100% $0.000000* 0 08 Nov 2023 Common Stock 145 $167.50 Direct F2
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -782 -100% $0.000000* 0 08 Nov 2023 Common Stock 782 $167.50 Direct F2
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -1,972 -100% $0.000000* 0 08 Nov 2023 Common Stock 1,972 $173.58 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $338.24-$338.39. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2 One fourth of options vest each year beginning with the date indicated.