Caroline Sullivan - Sep 29, 2023 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
SVP, Corp Contr & Interim CFO
Signature
Elizabeth McCarroll by power of attorney for Caroline Sullivan
Stock symbol
MCO
Transactions as of
Sep 29, 2023
Transactions value $
$39,849
Form type
4
Date filed
10/3/2023, 04:37 PM
Previous filing
Aug 14, 2023
Next filing
Feb 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Award $39.8K +125 +14.02% $318.79 1.02K Sep 29, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Employee Stock Option (right to buy) Award $0 +375 +3.75% $0.00 10.4K Sep 29, 2023 Common Stock 375 $318.79 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exempt grant of restricted stock units.
F2 One fourth of options vest each year beginning with the date indicated.