Richard G. Steele - Sep 5, 2023 Form 3 Insider Report for MOODYS CORP /DE/ (MCO)

Role
SVP - General Counsel
Signature
Elizabeth McCarroll by power of attorney for Richard G. Steele
Stock symbol
MCO
Transactions as of
Sep 5, 2023
Transactions value $
$0
Form type
3
Date filed
9/13/2023, 05:02 PM
Next filing
Nov 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MCO Common Stock 628 Sep 5, 2023 Direct
holding MCO Common Stock 2.98K Sep 5, 2023 Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MCO Employee Stock Option (right to buy) Sep 5, 2023 Common Stock 873 $80.81 Direct F1
holding MCO Employee Stock Option (right to buy) Sep 5, 2023 Common Stock 1.51K $113.34 Direct F2
holding MCO Employee Stock Option (right to buy) Sep 5, 2023 Common Stock 888 $167.50 Direct F3
holding MCO Employee Stock Option (right to buy) Sep 5, 2023 Common Stock 974 $173.58 Direct F4
holding MCO Employee Stock Option (right to buy) Sep 5, 2023 Common Stock 727 $280.42 Direct F5
holding MCO Employee Stock Option (right to buy) Sep 5, 2023 Common Stock 730 $276.84 Direct F6
holding MCO Employee Stock Option (right to buy) Sep 5, 2023 Common Stock 713 $325.99 Direct F7
holding MCO Employee Stock Option (right to buy) Sep 5, 2023 Common Stock 634 $295.33 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option, representing a right to purchase a total of 3,489 shares, became exercisable in four equal annual installments beginning on February 12, 2017. 2,616 of these options were previously exercised.
F2 The option, representing a right to purchase a total of 1,506 shares, became exercisable in four equal annual installments beginning on February 23, 2018.
F3 The option, representing a right to purchase a total of 888 shares, became exercisable in four equal annual installments beginning on February 16, 2019.
F4 The option, representing a right to purchase a total of 974 shares, became exercisable in four equal annual installments beginning on February 25, 2020.
F5 The option, representing a right to purchase a total of 727 shares, became exercisable in four equal annual installments beginning on February 20, 2021. The final installment will vest and become exercisable on February 20, 2024.
F6 The option, representing a right to purchase a total of 730 shares, became exercisable in four equal annual installments beginning on February 22, 2022. The final two installments will vest and become exercisable on February 22, 2024 and February 22, 2025.
F7 The option, representing a right to purchase a total of 713 shares, became exercisable in four equal annual installments beginning on February 17, 2023. The remaining three installments will vest and become exercisable on February 17, 2024, February 17, 2025 and February 17, 2026.
F8 The option will vest and become exercisable in four equal annual installments beginning on February 21, 2024.