Jose Minaya - 08 Sep 2023 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
Director
Signature
Elizabeth McCarroll by power of attorney for Jose Minaya
Issuer symbol
MCO
Transactions as of
08 Sep 2023
Net transactions value
+$289
Form type
4
Filing time
11 Sep 2023, 17:19:50 UTC
Previous filing
05 Jul 2023
Next filing
03 Oct 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Phantom Stock Units (Deferred Compensation) Award $289 +1 +0.22% $339.77 385 08 Sep 2023 Common Stock 1 Direct F1, F2, F3
transaction MCO Dividend Equivalent Award $0 +3 +37% $0.000000 11 08 Sep 2023 Common Stock 3 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.
F2 The security converts to common stock on a one-for-one basis.
F3 These units are to be settled in cash after the Reporting Person's retirement.
F4 Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.