Jose Minaya - Sep 8, 2023 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
Director
Signature
Elizabeth McCarroll by power of attorney for Jose Minaya
Stock symbol
MCO
Transactions as of
Sep 8, 2023
Transactions value $
$289
Form type
4
Date filed
9/11/2023, 05:19 PM
Previous filing
Jul 5, 2023
Next filing
Oct 3, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Phantom Stock Units (Deferred Compensation) Award $289 +0.85 +0.22% $339.77 385 Sep 8, 2023 Common Stock 0.85 Direct F1, F2, F3
transaction MCO Dividend Equivalent Award $0 +3.07 +36.77% $0.00 11.4 Sep 8, 2023 Common Stock 3.07 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.
F2 The security converts to common stock on a one-for-one basis.
F3 These units are to be settled in cash after the Reporting Person's retirement.
F4 Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.