Bruce Van Saun - Sep 8, 2023 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
Director
Signature
Elizabeth McCarroll, by power of attorney for Bruce Van Saun
Stock symbol
MCO
Transactions as of
Sep 8, 2023
Transactions value $
$5,588
Form type
4
Date filed
9/11/2023, 05:16 PM
Previous filing
Jun 12, 2023
Next filing
Dec 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Award $2.4K +7 +0.09% $342.50 8.17K Sep 8, 2023 Direct F1
transaction MCO Common Stock Award $3.19K +9.35 +0.11% $341.21 8.18K Sep 8, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Dividend Equivalent Award $0 +1.41 +46.16% $0.00 4.46 Sep 8, 2023 Common Stock 1.41 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock deferred dividend reinvestment accrual.
F2 RSU deferred dividend reinvestment accrual.
F3 Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.