-
Signature
-
Elizabeth McCarroll, by power of attorney for Robert Fauber
-
Stock symbol
-
MCO
-
Transactions as of
-
Aug 16, 2023
-
Transactions value $
-
-$706,076
-
Form type
-
4
-
Date filed
-
8/17/2023, 04:09 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
MCO |
Common Stock |
Sale |
-$331K |
-1K |
-1.52% |
$331.23 |
64.8K |
Aug 16, 2023 |
Direct |
F1 |
| transaction |
MCO |
Common Stock |
Options Exercise |
$74.4K |
+759 |
+1.17% |
$98.01 |
65.6K |
Aug 16, 2023 |
Direct |
F1 |
| transaction |
MCO |
Common Stock |
Sale |
-$251K |
-759 |
-1.16% |
$331.23 |
64.8K |
Aug 16, 2023 |
Direct |
F1 |
| transaction |
MCO |
Common Stock |
Options Exercise |
$63.8K |
+790 |
+1.22% |
$80.81* |
65.6K |
Aug 16, 2023 |
Direct |
F1 |
| transaction |
MCO |
Common Stock |
Sale |
-$262K |
-790 |
-1.2% |
$331.23 |
64.8K |
Aug 16, 2023 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
MCO |
Employee Stock Option (right to buy) |
Options Exercise |
$0 |
-759 |
-100% |
$0.00* |
0 |
Aug 16, 2023 |
Common Stock |
759 |
$98.01 |
Direct |
F2 |
| transaction |
MCO |
Employee Stock Option (right to buy) |
Options Exercise |
$0 |
-790 |
-100% |
$0.00* |
0 |
Aug 16, 2023 |
Common Stock |
790 |
$80.81 |
Direct |
F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: