Mark Kaye - 07 Aug 2023 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role: EVP & Chief Financial Officer
Signature: Elizabeth McCarroll by power of attorney for Mark Kaye
Issuer symbol: MCO
Transactions as of: 07 Aug 2023
Net transactions value: -$2,124,194
Form type: 4
Filing time: 08 Aug 2023, 17:59:22 UTC
Previous filing: 05 Jul 2023
Next filing: 06 Sep 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	MCO	Common Stock	Sale	$1,307,097	-3,832	-46%	$341.10	4,447	07 Aug 2023	Direct	F1
transaction	MCO	Common Stock	Options Exercise	$302,203	+1,741	+39%	$173.58	6,188	07 Aug 2023	Direct
transaction	MCO	Common Stock	Sale	$594,058	-1,741	-28%	$341.22	4,447	07 Aug 2023	Direct	F2
transaction	MCO	Common Stock	Options Exercise	$973,057	+3,470	+78%	$280.42	7,917	07 Aug 2023	Direct
transaction	MCO	Common Stock	Sale	$1,182,855	-3,470	-44%	$340.88	4,447	07 Aug 2023	Direct	F3
transaction	MCO	Common Stock	Options Exercise	$197,814	+714	+16%	$277.05	5,161	07 Aug 2023	Direct
transaction	MCO	Common Stock	Sale	$243,503	-714	-14%	$341.04	4,447	07 Aug 2023	Direct
transaction	MCO	Common Stock	Options Exercise	$1,067,772	+3,857	+87%	$276.84	8,304	07 Aug 2023	Direct
transaction	MCO	Common Stock	Sale	$1,314,520	-3,857	-46%	$340.81	4,447	07 Aug 2023	Direct	F4
transaction	MCO	Common Stock	Options Exercise	$503,329	+1,544	+35%	$325.99	5,991	07 Aug 2023	Direct
transaction	MCO	Common Stock	Sale	$526,334	-1,544	-26%	$340.89	4,447	07 Aug 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	MCO	Employee Stock Option (right to buy)	Options Exercise	$0	-1,741	-100%	$0.000000^*	0	07 Aug 2023	Common Stock	1,741	$173.58	Direct
transaction	MCO	Employee Stock Option (right to buy)	Options Exercise	$0	-3,470	-100%	$0.000000^*	0	07 Aug 2023	Common Stock	3,470	$280.42	Direct
transaction	MCO	Employee Stock Option (right to buy)	Options Exercise	$0	-714	-100%	$0.000000^*	0	07 Aug 2023	Common Stock	714	$277.05	Direct
transaction	MCO	Employee Stock Option (right to buy)	Options Exercise	$0	-3,857	-100%	$0.000000^*	0	07 Aug 2023	Common Stock	3,857	$276.84	Direct
transaction	MCO	Employee Stock Option (right to buy)	Options Exercise	$0	-1,544	-100%	$0.000000^*	0	07 Aug 2023	Common Stock	1,544	$325.99	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $341.080 - $341.195. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2	The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $341.170 - $341.280. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3	The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $340.8701 - $341.060. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4	The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $340.8001 - $340.990. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.