Mark Kaye - Aug 7, 2023 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
EVP & Chief Financial Officer
Signature
Elizabeth McCarroll by power of attorney for Mark Kaye
Stock symbol
MCO
Transactions as of
Aug 7, 2023
Transactions value $
-$2,124,194
Form type
4
Date filed
8/8/2023, 05:59 PM
Previous filing
Jul 5, 2023
Next filing
Sep 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Sale -$1.31M -3.83K -46.29% $341.10 4.45K Aug 7, 2023 Direct F1
transaction MCO Common Stock Options Exercise $302K +1.74K +39.15% $173.58 6.19K Aug 7, 2023 Direct
transaction MCO Common Stock Sale -$594K -1.74K -28.14% $341.22 4.45K Aug 7, 2023 Direct F2
transaction MCO Common Stock Options Exercise $973K +3.47K +78.03% $280.42 7.92K Aug 7, 2023 Direct
transaction MCO Common Stock Sale -$1.18M -3.47K -43.83% $340.88 4.45K Aug 7, 2023 Direct F3
transaction MCO Common Stock Options Exercise $198K +714 +16.06% $277.05 5.16K Aug 7, 2023 Direct
transaction MCO Common Stock Sale -$244K -714 -13.83% $341.04 4.45K Aug 7, 2023 Direct
transaction MCO Common Stock Options Exercise $1.07M +3.86K +86.73% $276.84 8.3K Aug 7, 2023 Direct
transaction MCO Common Stock Sale -$1.31M -3.86K -46.45% $340.81 4.45K Aug 7, 2023 Direct F4
transaction MCO Common Stock Options Exercise $503K +1.54K +34.72% $325.99 5.99K Aug 7, 2023 Direct
transaction MCO Common Stock Sale -$526K -1.54K -25.77% $340.89 4.45K Aug 7, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -1.74K -100% $0.00* 0 Aug 7, 2023 Common Stock 1.74K $173.58 Direct
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -3.47K -100% $0.00* 0 Aug 7, 2023 Common Stock 3.47K $280.42 Direct
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -714 -100% $0.00* 0 Aug 7, 2023 Common Stock 714 $277.05 Direct
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -3.86K -100% $0.00* 0 Aug 7, 2023 Common Stock 3.86K $276.84 Direct
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -1.54K -100% $0.00* 0 Aug 7, 2023 Common Stock 1.54K $325.99 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $341.080 - $341.195. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2 The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $341.170 - $341.280. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $340.8701 - $341.060. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4 The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $340.8001 - $340.990. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.