Jon Pierotti - 12 Mar 2026 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
Vice President Reg Affairs
Signature
/s/ Jon Pierotti
Issuer symbol
AWR
Transactions as of
12 Mar 2026
Net transactions value
$0
Form type
4
Filing time
16 Mar 2026, 20:23:16 UTC
Previous filing
20 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Pierotti Jon Vice President Reg Affairs 630 E FOOTHILL BLVD, SAN DIMAS /s/ Jon Pierotti 16 Mar 2026 0001917160

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Shares Award +32 +9.4% $0.000000* 369 05 Mar 2026 401k F1
transaction AWR Common Shares Disposed to Issuer -3 -0.11% $0.000000* 2,752 05 Mar 2026 Direct F2
transaction AWR Common Shares Award +8 +0.3% $75.46* 2,760 05 Mar 2026 Direct F3
transaction AWR Common Shares Award +770 +28% $0.000000* 3,530 12 Mar 2026 Direct
transaction AWR Common Shares Award +630 +18% $74.44* 4,161 12 Mar 2026 Direct
transaction AWR Common Shares Tax liability -260 -6.2% $74.44* 3,901 13 Mar 2026 Direct F4
transaction AWR Common Shares Tax liability -104 -2.7% $74.44* 3,797 13 Mar 2026 Direct F5
transaction AWR Common Shares Tax liability -98 -2.6% $74.44* 3,699 13 Mar 2026 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Updated 401k
F2 Adjustment due to partial shares
F3 Der units credited on 03/05/2026 at FMV
F4 259.5680 shares withheld to satisfy tax liability
F5 259.5680 shares withheld to satisfy tax liability
F6 98.4976 shares withheld to satisfy tax liability