Jon Pierotti - Feb 13, 2024 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
Vice President Reg Affairs
Signature
/s/ Jon Pierotti
Stock symbol
AWR
Transactions as of
Feb 13, 2024
Transactions value $
-$12,122
Form type
4
Date filed
2/13/2024, 08:09 PM
Previous filing
Mar 17, 2023
Next filing
Feb 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Stocks Award $0 +7.82 +0.56% $0.00 1.4K Mar 22, 2023 Direct F1
transaction AWR Common Stocks Award $339 +3.82 +0.27% $88.79 1.4K Jun 1, 2023 Direct F2
transaction AWR Common Stocks Award $369 +4.38 +0.31% $84.07 1.41K Sep 1, 2023 Direct F3
transaction AWR Common Stocks Award $370 +4.56 +0.32% $81.26 1.41K Dec 1, 2023 Direct F4
transaction AWR Common Stocks Disposed to Issuer $0 -2.84 -0.2% $0.00 1.41K Jan 16, 2024 Direct F5
transaction AWR Common Stocks Disposed to Issuer $0 +22.4 +7.8% $0.00 309 Jan 16, 2024 401(k) F6
transaction AWR Common Stocks Tax liability -$5.47K -72.8 -5.17% $75.11 1.33K Feb 9, 2024 Direct F7
transaction AWR Common Stocks Tax liability -$896 -11.9 -0.89% $75.11 1.32K Feb 9, 2024 Direct F8
transaction AWR Common Stocks Tax liability -$6.84K -91 -6.88% $75.11 1.23K Feb 9, 2024 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Updated Schwab Account
F2 Der units credited on 06/01/2023 at FMV
F3 Der units credited on 09/01/2023 at FMV
F4 Der units credited on 12/01/2023 at FMV
F5 Adjustment due to partial share
F6 Updated 401(k)
F7 72.8031 shares withheld to satisfy tax liability
F8 11.9294 shares withheld to satisfy tax liability
F9 91.0049 shares withheld to satisfy tax liability