Jon Pierotti - 13 Feb 2024 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
Vice President Reg Affairs
Signature
/s/ Jon Pierotti
Issuer symbol
AWR
Transactions as of
13 Feb 2024
Net transactions value
-$12,122
Form type
4
Filing time
13 Feb 2024, 20:09:39 UTC
Previous filing
17 Mar 2023
Next filing
16 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Stocks Award $0 +8 +0.56% $0.000000 1,398 22 Mar 2023 Direct F1
transaction AWR Common Stocks Award $339 +4 +0.27% $88.79 1,402 01 Jun 2023 Direct F2
transaction AWR Common Stocks Award $369 +4 +0.31% $84.07 1,406 01 Sep 2023 Direct F3
transaction AWR Common Stocks Award $370 +5 +0.32% $81.26 1,410 01 Dec 2023 Direct F4
transaction AWR Common Stocks Disposed to Issuer $0 -3 -0.2% $0.000000 1,408 16 Jan 2024 Direct F5
transaction AWR Common Stocks Disposed to Issuer $0 +22 +7.8% $0.000000 309 16 Jan 2024 401(k) F6
transaction AWR Common Stocks Tax liability $5,468 -73 -5.2% $75.11 1,335 09 Feb 2024 Direct F7
transaction AWR Common Stocks Tax liability $896 -12 -0.89% $75.11 1,323 09 Feb 2024 Direct F8
transaction AWR Common Stocks Tax liability $6,835 -91 -6.9% $75.11 1,232 09 Feb 2024 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Updated Schwab Account
F2 Der units credited on 06/01/2023 at FMV
F3 Der units credited on 09/01/2023 at FMV
F4 Der units credited on 12/01/2023 at FMV
F5 Adjustment due to partial share
F6 Updated 401(k)
F7 72.8031 shares withheld to satisfy tax liability
F8 11.9294 shares withheld to satisfy tax liability
F9 91.0049 shares withheld to satisfy tax liability