Patrick Kubiak - 13 Feb 2024 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
VP of Asset Management
Signature
/s/ Patrick Kubiak
Issuer symbol
AWR
Transactions as of
13 Feb 2024
Net transactions value
-$10,831
Form type
4
Filing time
13 Feb 2024, 19:12:57 UTC
Previous filing
08 Jun 2023
Next filing
15 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Stocks Award $442 +5 +0.36% $84.07 1,472 01 Sep 2023 Direct F1
transaction AWR Common Stocks Award $444 +5 +0.37% $81.26 1,477 01 Dec 2023 Direct F2
transaction AWR Common Stocks Disposed to Issuer $0 -2 -0.11% $0.000000 1,475 16 Jan 2024 Direct F3
transaction AWR Common Stocks Tax liability $1,104 -15 -1% $75.11 1,461 09 Feb 2024 Direct F4
transaction AWR Common Stocks Tax liability $5,144 -68 -4.7% $75.11 1,392 09 Feb 2024 Direct F5
transaction AWR Common Stocks Tax liability $5,468 -73 -5.2% $75.11 1,319 09 Feb 2024 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Der units credited on 09/01/2023 at FMV
F2 Der units credited on 12/01/2023 at FMV
F3 Adjustment due to partial share
F4 14.7028 shares withheld to satisfy tax liability
F5 68.4894 shares withheld to satisfy tax liability
F6 72.8031 shares withheld to satisfy tax liability