Gladys Farrow - 13 Feb 2024 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
VP - Fin., Treas., & Asst. Sec
Signature
/s/ Gladys M Farrow
Issuer symbol
AWR
Transactions as of
13 Feb 2024
Net transactions value
-$13,738
Form type
4
Filing time
13 Feb 2024, 18:12:02 UTC
Previous filing
17 Mar 2023
Next filing
15 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Stocks Award $454 +5 +0.07% $88.79 7,851 01 Jun 2023 Direct F1
transaction AWR Common Stocks Award $494 +6 +0.07% $84.07 7,857 01 Sep 2023 Direct F2
transaction AWR Common Stocks Award $496 +6 +0.08% $81.26 7,863 01 Dec 2023 Direct F3
transaction AWR Common Stocks Disposed to Issuer $0 -1 -0.01% $0.000000 7,862 16 Jan 2024 Direct F4
transaction AWR Common Stocks Tax liability $4,301 -57 -0.73% $75.11 7,805 09 Feb 2024 Direct F5
transaction AWR Common Stocks Tax liability $4,046 -54 -0.69% $75.11 7,751 09 Feb 2024 Direct F6
transaction AWR Common Stocks Tax liability $6,835 -91 -1.2% $75.11 7,660 09 Feb 2024 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Der units credited on 06/01/2023 at FMV
F2 Der units credited on 09/01/2023 at FMV
F3 Der units credited on 12/01/2023 at FMV
F4 Adjustment due to partial share
F5 57.2583 shares withheld to satisfy tax liability
F6 53.8657 shares withheld to satisfy tax liability
F7 91.0049 shares withheld to satisfy tax liability