| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | INO | Common Stock | Options Exercise | +1.88K | +9.51% | 21.6K | Feb 26, 2024 | Direct | F1, F2 | ||
| transaction | INO | Common Stock | Tax liability | -$9.04K | -1.11K | -5.12% | $8.16 | 20.5K | Feb 26, 2024 | Direct | F3 |
| transaction | INO | Common Stock | Options Exercise | +4K | +19.48% | 24.5K | Feb 26, 2024 | Direct | F4 | ||
| transaction | INO | Common Stock | Tax liability | -$19.2K | -2.36K | -9.62% | $8.16 | 22.2K | Feb 26, 2024 | Direct | F5 |
| holding | INO | Common Stock | 375 | Feb 26, 2024 | By Spouse | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | INO | Restricted Stock Unit | Options Exercise | $0 | -1.88K | -100% | $0.00* | 0 | Feb 26, 2024 | Common Stock | 1.88K | Direct | F1, F2 | |
| transaction | INO | Restricted Stock Unit | Options Exercise | $0 | -4K | -50% | $0.00 | 4K | Feb 26, 2024 | Common Stock | 4K | Direct | F2, F4 | |
| transaction | INO | Common Stock Option | Award | $0 | +18.8K | $0.00 | 18.8K | Feb 28, 2024 | Common Stock | 18.8K | $8.46 | Direct | F6 | |
| transaction | INO | Restricted Stock Unit | Award | $0 | +15K | $0.00 | 15K | Feb 28, 2024 | Common Stock | 15K | Direct | F7 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 5,635 restricted stock units was as follows: 1,879 shares vested on February 26, 2022; 1,878 shares vested on February 26, 2023; and 1,878 shares vested on February 26, 2024. Vested restricted stock units could be settled in shares of common stock, cash or a combination of both. |
| F2 | Gives effect to a 1-for-12 reverse stock split effected by the Issuer on January 24, 2024. |
| F3 | The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in the immediately preceding row and described in footnote (1) herein. |
| F4 | Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 11,991 restricted stock units is as follows: 3,997 shares vested on February 26, 2023; 3,997 shares vested on February 26, 2024; and 3,997 shares will vest on February 26, 2025. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both. |
| F5 | The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in the immediately preceding row and described in footnote (4) herein. |
| F6 | The vesting schedule for the 18,750 options is as follows: 4,688 shares vested on February 28, 2024; 4,688 shares will vest on February 28, 2025; 4,687 shares will vest on February 28, 2026; and 4,687 shares will vest on February 28, 2027. |
| F7 | Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 15,029 restricted stock units is as follows: 5,010 shares will vest on February 26, 2025; 5,010 shares will vest on February 26, 2026; and 5,009 shares will vest on February 26, 2027. Vested restricted stock units can be settled in shares of common stock, cash or a combination of both. |