Jay Shepard - May 13, 2021 Form 4 Insider Report for INOVIO PHARMACEUTICALS, INC. (INO)

Role
Director
Signature
/s/ Jay P. Shepard
Stock symbol
INO
Transactions as of
May 13, 2021
Transactions value $
$0
Form type
4
Date filed
5/17/2021, 04:28 PM
Next filing
May 28, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INO Common Stock Options Exercise +8.7K +203.56% 13K May 14, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction INO Common Stock Options Award $0 +27K $0.00 27K May 13, 2021 Common Stock 27K $6.23 Direct F2, F3
transaction INO Restricted Stock Unit Award $0 +18K $0.00 18K May 13, 2021 Common Stock 18K Direct F2, F4
transaction INO Restricted Stock Unit Options Exercise $0 -8.7K -100% $0.00* 0 May 14, 2021 Common Stock 8.7K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.
F2 This grant was made pursuant to the issuer's non-employee director compensation policy.
F3 Options to vest 100% on May 13, 2022.
F4 Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 13, 2022.