Mary K. Newman - Nov 27, 2024 Form 4 Insider Report for IES Holdings, Inc. (IESC)

Role
VP, General Counsel & Corp Sec
Signature
/s/ Mary K. Newman
Stock symbol
IESC
Transactions as of
Nov 27, 2024
Transactions value $
-$715,575
Form type
4
Date filed
11/29/2024, 05:16 PM
Previous filing
Nov 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IESC Common Stock Sale -$716K -2.5K -12.03% $286.23 18.3K Nov 27, 2024 Direct F1
transaction IESC Common Stock Award $0 +5K +27.34% $0.00 23.3K Nov 27, 2024 Direct F2
transaction IESC Common Stock Award $0 +449 +1.93% $0.00 23.7K Nov 27, 2024 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $286.00 to $286.97, inclusive. The reporting person undertakes to provide IES Holdings, Inc. ("IES"), any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 On November 27, 2024, Ms. Newman was granted an award of Phantom Stock Units ("PSUs") pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan"). Each PSU represents a contractual right in respect of one share of the Issuer's Common Stock. The 5,000 PSUs granted to Ms. Newman are divided into two equal tranches and will vest upon the continued performance of services through the respective scheduled vesting dates. The first tranche of Special Time-Based PSUs is scheduled to vest on December 1, 2026 and the second tranche of Special Time-Based PSUs is scheduled to vest on December 1, 2027.
F3 On November 27, 2024, Ms. Newman was granted an additional award of PSUs pursuant to the 2006 Equity Incentive Plan. The number of PSUs granted to Ms. Newman on November 27, 2024 (the "Regular Time-Based PSUs") will vest upon the continued performance of services through the scheduled vesting date. The Regular Time-Based PSUs are scheduled to vest on the earlier of (i) December 15, 2027 and (ii) the date that the Issuer files its Annual Report on Form 10-K for its fiscal year ending September 30, 2027.