Matthew J. Simmes - Dec 7, 2023 Form 4 Insider Report for IES Holdings, Inc. (IESC)

Role
President and COO
Signature
/s/ Mary K. Newman, Attorney-in-Fact
Stock symbol
IESC
Transactions as of
Dec 7, 2023
Transactions value $
$0
Form type
4
Date filed
12/8/2023, 05:13 PM
Previous filing
Jun 16, 2023
Next filing
Jan 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IESC Common Stock Award $0 +3.51K +5.24% $0.00 70.4K Dec 7, 2023 Direct F1
transaction IESC Common Stock Award $0 +5.61K +7.97% $0.00 76K Dec 7, 2023 Direct F2
transaction IESC Common Stock Award $0 +25K +32.88% $0.00 101K Dec 7, 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 7, 2023, Mr. Simmes was granted 3,507 time-based Phantom Stock Units ("PSUs") pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan"). Each PSU represents a contractual right in respect of one share of the Issuer's Common Stock and will vest upon the continued performance of services through the scheduled vesting date. The PSUs are scheduled to vest on the earlier of (i) December 15, 2026 and (ii) the date that the Issuer files its Annual Report on Form 10-K for its fiscal year ending September 30, 2026.
F2 On December 7, 2023, Mr. Simmes was granted 5,612 time-based PSUs pursuant to the 2006 Equity Incentive Plan. Each PSU represents a contractual right in respect of one share of the Issuer's Common Stock and are scheduled to vest on December 7, 2026, subject to the continued performance of services through the scheduled vesting date.
F3 On December 7, 2023, Mr. Simmes was granted 25,000 time-based PSUs pursuant to the 2006 Equity Incentive Plan. Each PSU represents a contractual right in respect of one share of the Issuer's Common Stock and are scheduled to vest on December 7, 2026, subject to the continued performance of services through the scheduled vesting date.