Jennifer A. Baldock - 01 Apr 2022 Form 4 Insider Report for IES Holdings, Inc. (IESC)

Role: Director
Signature: /s/ Mary K. Newman, Attorney-in-Fact
Issuer symbol: IESC
Transactions as of: 01 Apr 2022
Net transactions value: $0
Form type: 4
Filing time: 04 Apr 2022, 21:10:50 UTC
Previous filing: 06 Jan 2022
Next filing: 09 May 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	IESC	Common Stock	Award	$0	+450		$0.000000	450	01 Apr 2022	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Ms. Baldock electing to receive PSUs in lieu of cash or common stock for that portion of her retainer. Each unit converts to one share of IES common stock when either (i) Ms. Baldock leaves the board of directors for anyreason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan.

Content

Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan, as amended and restated (the "2006 Equity Incentive Plan") upon Ms. Baldock electing to receive PSUs in lieu of cash or common stock for that portion of her retainer. Each unit converts to one share of IES common stock when either (i) Ms. Baldock leaves the board of directors for anyreason, or (ii) upon a change of control as defined in the 2006 Equity Incentive Plan.