Matthew J. Simmes - 03 Dec 2021 Form 3 Insider Report for IES Holdings, Inc. (IESC)

Role: Chief Operating Officer
Signature: /s/ Mary K. Newman, Attorney-in-Fact
Issuer symbol: IESC
Transactions as of: 03 Dec 2021
Transactions value $: $0
Form type: 3
Filing time: 15 Dec 2021, 16:49:15
Next filing: 06 May 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	IESC	Common Stock						9.49K	03 Dec 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	IESC	Employee Stock Option (right to buy)							03 Dec 2021	Common Stock	1K	$7.21	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On May 15, 2020, Mr. Simmes was granted 3,750 time-based phantom stock units (the "PSUs") pursuant to the 2006 Equity Incentive Plan as amended and restated through February 2016. Each PSU represents a contractual right in respect of one share of the Issuer's Common Stock. The PSUs vest, if at all, upon the continued performance of services through the applicable scheduled vesting date. The PSUs are scheduled to vest on May 15, 2023.

Content

On May 15, 2020, Mr. Simmes was granted 3,750 time-based phantom stock units (the "PSUs") pursuant to the 2006 Equity Incentive Plan as amended and restated through February 2016. Each PSU represents a contractual right in respect of one share of the Issuer's Common Stock. The PSUs vest, if at all, upon the continued performance of services through the applicable scheduled vesting date. The PSUs are scheduled to vest on May 15, 2023.