Joseph L. Dowling III - Jul 1, 2021 Form 4 Insider Report for IES Holdings, Inc. (IESC)

Role
Director
Signature
/s/ Mary K. Newman, Attorney-in-Fact
Stock symbol
IESC
Transactions as of
Jul 1, 2021
Transactions value $
$0
Form type
4
Date filed
7/2/2021, 05:13 PM
Previous filing
Jun 7, 2021
Next filing
Oct 4, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IESC Common Stock Award $0 +352 +0.61% $0.00 58K Jul 1, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents Phantom Stock Units ("PSUs") granted pursuant to the IES Holdings, Inc. ("IES") 2006 Equity Incentive Plan as amended and restated through February 2016 (the "Equity Incentive Plan") upon Mr. Dowling electing to receive PSUs in lieu of common stock or cash for that portion of his retainer. Each unit converts to one share of IES common stock when either (i) Mr. Dowling leaves the board of directors for any reason, or (ii) upon a change of control as defined in the Equity Incentive Plan.