Susan Y. Kim - 01 Apr 2024 Form 4 Insider Report for AMKOR TECHNOLOGY, INC. (AMKR)

Role
Director, Member of 10% owner group (5), 10%+ Owner
Signature
Mark N. Rogers, Attorney-in-Fact for Susan Y. Kim
Issuer symbol
AMKR
Transactions as of
01 Apr 2024
Net transactions value
$0
Form type
4
Filing time
03 Apr 2024, 18:05:12 UTC
Previous filing
27 Dec 2023
Next filing
16 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AMKR Common Stock 4,407,904 01 Apr 2024 Direct
holding AMKR Common Stock 5,117,004 01 Apr 2024 By James J. Kim 2023 GRAT dtd. 4/26/23 F1, F2, F3
holding AMKR Common Stock 3,278,001 01 Apr 2024 By Agnes C. Kim 2023 GRAT dtd. 4/26/23 F1, F2, F3
holding AMKR Common Stock 1,338,097 01 Apr 2024 By James J. Kim 2021 GRAT dtd 12/15/21 F1, F2, F3
holding AMKR Common Stock 2,500,000 01 Apr 2024 By own GRATs F1, F2, F3
holding AMKR Common Stock 4,418,610 01 Apr 2024 By trusts (excl. GRATs) F1, F2, F3
holding AMKR Common Stock 19,484,809 01 Apr 2024 By Sujochil, LP F1, F2, F3
holding AMKR Common Stock 2,478,325 01 Apr 2024 By Sujoda Investments, LP F1, F2, F3
holding AMKR Common Stock 16,710,668 01 Apr 2024 By Kim Capital Partners - KPC, LLC F1, F2, F3
holding AMKR Common Stock 39,594,980 01 Apr 2024 By 915 Investments, LP F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMKR Restricted Stock Units Award $0 +21 +0.25% $0.000000 8,571 01 Apr 2024 Common Stock 21 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of these shares. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.
F2 The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts ("GRATs")) which own 4,418,610 shares of the Issuer's Common Stock; (ii) a trustee of GRATs for the benefit of members of her immediate family which own 9,733,102 shares of the Issuer's Common Stock; (iii) a trustee of GRATs of which the Reporting Person was the settlor and is the sole annuitant which own 2,500,000 shares of the Issuer's Common Stock; (iv) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock;
F3 (Continued from Footnote 2) (v) a manager of a limited liability company being treated as a corporation for purposes of Section 16 which owns 16,710,668 shares of the Issuer's Common Stock; (vi) as referenced in Footnote 7, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock and (vii) a general partner of a limited partnership which owns 39,594,980 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares.
F4 Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of the Issuer upon the Issuer's payment of a dividend on April 1, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.

Remarks:

(5) The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16 or for any other purpose.