Ray Matthew T. - 17 Mar 2025 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
EVP Chief Lending Officer
Signature
/s/Kaylene Lahn Attorney in Fact for Matthew Ray
Issuer symbol
HFWA
Transactions as of
17 Mar 2025
Net transactions value
-$17,400
Form type
4
Filing time
18 Mar 2025, 17:52:33 UTC
Previous filing
27 Feb 2025
Next filing
16 Dec 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $11,980 +504 +2.7% $23.77 19,017 17 Mar 2025 Direct
transaction HFWA Common Stock Options Exercise $16,877 +710 +3.7% $23.77 19,727 17 Mar 2025 Direct
transaction HFWA Common Stock Options Exercise $12,622 +531 +2.7% $23.77 20,258 17 Mar 2025 Direct
transaction HFWA Common Stock Options Exercise $39,553 +1,664 +8.2% $23.77 21,922 17 Mar 2025 Direct
transaction HFWA Common Stock Options Exercise $3,661 +154 +0.7% $23.77 22,076 17 Mar 2025 Direct
transaction HFWA Common Stock Options Exercise $15,736 +662 +3% $23.77 22,738 17 Mar 2025 Direct
transaction HFWA Common Stock Tax liability $17,400 -732 -3.2% $23.77 22,006 17 Mar 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Restricted Stock Units Options Exercise $11,980 -504 -25% $23.77 1,512 17 Mar 2025 Common Stock 504 $0.000000 Direct F1
transaction HFWA Restricted Stock Units Options Exercise $16,877 -710 -100% $23.77 0 17 Mar 2025 Common Stock 710 $0.000000 Direct F2
transaction HFWA Restricted Stock Units Options Exercise $12,622 -531 -11% $23.77 4,244 17 Mar 2025 Common Stock 531 $0.000000 Direct F3
transaction HFWA Restricted Stock Units Options Exercise $39,553 -1,664 -33% $23.77 3,328 17 Mar 2025 Common Stock 1,664 $0.000000 Direct F4, F5
transaction HFWA Restricted Stock Units Options Exercise $3,661 -154 -33% $23.77 310 17 Mar 2025 Common Stock 154 $0.000000 Direct F2
transaction HFWA Restricted Stock Units Options Exercise $15,736 -662 -50% $23.77 662 17 Mar 2025 Common Stock 662 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU award granted 03/01/2018
F2 RSU award granted 02/22/2022
F3 RSU Grant 2023
F4 RSU Grant February 2024
F5 Represents award pursuant to 2024 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.