Bryan McDonald - Mar 15, 2024 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
President and COO
Signature
/s/Kaylene Lahn POA for Bryan McDonald
Stock symbol
HFWA
Transactions as of
Mar 15, 2024
Transactions value $
-$11,984
Form type
4
Date filed
3/18/2024, 04:43 PM
Previous filing
Feb 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $20.5K +1.11K +4.9% $18.38 23.9K Mar 15, 2024 Direct
transaction HFWA Common Stock Options Exercise $19K +1.04K +4.34% $18.38 24.9K Mar 15, 2024 Direct
transaction HFWA Common Stock Options Exercise $16.9K +920 +3.69% $18.38 25.8K Mar 15, 2024 Direct
transaction HFWA Common Stock Options Exercise $16.2K +880 +3.41% $18.38 26.7K Mar 15, 2024 Direct
transaction HFWA Common Stock Tax liability -$12K -652 -2.44% $18.38 26.1K Mar 15, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Restricted Stock Units Options Exercise -$20.5K -1.11K -33.31% $18.38 2.23K Mar 15, 2024 Common Stock 1.11K $0.00 Direct
transaction HFWA Performance Share Units Options Exercise -$19K -1.04K -100% $18.38 0 Mar 15, 2024 Common Stock 1.04K $0.00 Direct F1
transaction HFWA Restricted Stock Units Options Exercise -$16.9K -920 -49.97% $18.38 921 Mar 15, 2024 Common Stock 920 $0.00 Direct F2, F3
transaction HFWA Restricted Stock Units Options Exercise -$16.2K -880 -100% $18.38 0 Mar 15, 2024 Common Stock 880 $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents performance stock unit granted from 2014 Omnibus Equity Plan. Units adjusted based on performance metrics.
F2 RSU Grant 2022
F3 Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.