Sabrina Robison - Mar 15, 2024 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
EVP Chief HR Officer
Signature
Kaylene Lahn Attorney in Fact for Sabrina Robison
Stock symbol
HFWA
Transactions as of
Mar 15, 2024
Transactions value $
-$11,524
Form type
4
Date filed
3/18/2024, 04:42 PM
Previous filing
Feb 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $4.87K +265 +1.06% $18.38 25.2K Mar 15, 2024 Direct
transaction HFWA Common Stock Options Exercise $8.73K +475 +1.89% $18.38 25.7K Mar 15, 2024 Direct
transaction HFWA Common Stock Options Exercise $21.1K +1.15K +4.47% $18.38 26.8K Mar 15, 2024 Direct
transaction HFWA Common Stock Options Exercise $16K +873 +3.26% $18.38 27.7K Mar 15, 2024 Direct
transaction HFWA Common Stock Tax liability -$11.5K -627 -2.27% $18.38 27K Mar 15, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Restricted Stock Units Options Exercise -$4.87K -265 -9.99% $18.38 2.39K Mar 15, 2024 Common Stock 265 $0.00 Direct
transaction HFWA Restricted Stock Units Options Exercise -$8.73K -475 -100% $18.38 0 Mar 15, 2024 Common Stock 475 $0.00 Direct
transaction HFWA Restricted Stock Units Options Exercise -$21.1K -1.15K -33.33% $18.38 2.29K Mar 15, 2024 Common Stock 1.15K $0.00 Direct
transaction HFWA Restricted Stock Units Options Exercise -$16K -873 -50% $18.38 873 Mar 15, 2024 Common Stock 873 $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU Grant 2022
F2 Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.