Tony Chalfant - Mar 15, 2023 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
EVP Chief Credit Officer
Signature
/s/ Kaylene Lahn Attorney in Fact for Tony Chalfant
Stock symbol
HFWA
Transactions as of
Mar 15, 2023
Transactions value $
-$7,536
Form type
4
Date filed
3/18/2024, 04:42 PM
Previous filing
Feb 24, 2023
Next filing
Jun 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $10.7K +584 +2.95% $18.38 20.4K Mar 15, 2024 Direct
transaction HFWA Common Stock Options Exercise $12.1K +657 +3.23% $18.38 21K Mar 15, 2024 Direct
transaction HFWA Common Stock Options Exercise $13.5K +733 +3.49% $18.38 21.7K Mar 15, 2024 Direct
transaction HFWA Common Stock Options Exercise $10.3K +558 +2.57% $18.38 22.3K Mar 15, 2023 Direct
transaction HFWA Common Stock Tax liability -$7.54K -410 -1.84% $18.38 21.9K Mar 15, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Restricted Stock Units Options Exercise -$10.7K -584 -50% $18.38 584 Mar 15, 2024 Common Stock 584 $0.00 Direct F1, F2
transaction HFWA Performance Share Units Options Exercise -$12.1K -657 -100% $18.38 0 Mar 15, 2024 Common Stock 657 $0.00 Direct F3
transaction HFWA Restricted Stock Units Options Exercise -$13.5K -733 -33.33% $18.38 1.47K Mar 15, 2024 Common Stock 733 $0.00 Direct F2, F4
transaction HFWA Restricted Stock Units Options Exercise -$10.3K -558 -100% $18.38 0 Mar 15, 2023 Common Stock 558 $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU Grant 2022
F2 Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.
F3 Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units adjusted based on performance metrics.
F4 RSU Grant 2023