Tony Chalfant - 15 Mar 2023 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
EVP Chief Credit Officer
Signature
/s/ Kaylene Lahn Attorney in Fact for Tony Chalfant
Issuer symbol
HFWA
Transactions as of
15 Mar 2023
Net transactions value
-$7,536
Form type
4
Filing time
18 Mar 2024, 16:42:06 UTC
Previous filing
24 Feb 2023
Next filing
16 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $10,734 +584 +3% $18.38 20,359 15 Mar 2024 Direct
transaction HFWA Common Stock Options Exercise $12,076 +657 +3.2% $18.38 21,016 15 Mar 2024 Direct
transaction HFWA Common Stock Options Exercise $13,473 +733 +3.5% $18.38 21,749 15 Mar 2024 Direct
transaction HFWA Common Stock Options Exercise $10,256 +558 +2.6% $18.38 22,307 15 Mar 2023 Direct
transaction HFWA Common Stock Tax liability $7,536 -410 -1.8% $18.38 21,897 15 Mar 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Restricted Stock Units Options Exercise $10,734 -584 -50% $18.38 584 15 Mar 2024 Common Stock 584 $0.000000 Direct F1, F2
transaction HFWA Performance Share Units Options Exercise $12,076 -657 -100% $18.38 0 15 Mar 2024 Common Stock 657 $0.000000 Direct F3
transaction HFWA Restricted Stock Units Options Exercise $13,473 -733 -33% $18.38 1,466 15 Mar 2024 Common Stock 733 $0.000000 Direct F2, F4
transaction HFWA Restricted Stock Units Options Exercise $10,256 -558 -100% $18.38 0 15 Mar 2023 Common Stock 558 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU Grant 2022
F2 Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.
F3 Represents stock performance unit granted pursuant to the 2014 Omnibus Equity Plan. Units adjusted based on performance metrics.
F4 RSU Grant 2023