William Glasby - 15 Mar 2024 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
EVP Chief Information Officer
Signature
/s/Kaylene Lahn Attorney in Fact for William Glasby
Issuer symbol
HFWA
Transactions as of
15 Mar 2024
Net transactions value
-$15,439
Form type
4
Filing time
18 Mar 2024, 16:41:28 UTC
Previous filing
28 Feb 2024
Next filing
10 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $17,994 +979 +15% $18.38 7,645 15 Mar 2024 Direct
transaction HFWA Common Stock Options Exercise $5,551 +302 +4% $18.38 7,947 15 Mar 2024 Direct
transaction HFWA Common Stock Options Exercise $9,797 +533 +6.7% $18.38 8,480 15 Mar 2024 Direct
transaction HFWA Common Stock Options Exercise $28,875 +1,571 +19% $18.38 10,051 15 Mar 2024 Direct
transaction HFWA Common Stock Tax liability $15,439 -840 -8.4% $18.38 9,211 15 Mar 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Restricted Stock Units Options Exercise $17,994 -979 -50% $18.38 980 15 Mar 2024 Common Stock 979 $0.000000 Direct F1, F2
transaction HFWA Restricted Stock Units Options Exercise $5,551 -302 -14% $18.38 1,809 15 Mar 2024 Common Stock 302 $0.000000 Direct
transaction HFWA Restricted Stock Units Options Exercise $9,797 -533 -100% $18.38 0 15 Mar 2024 Common Stock 533 $0.000000 Direct
transaction HFWA Restricted Stock Units Options Exercise $28,875 -1,571 -33% $18.38 3,142 15 Mar 2024 Common Stock 1,571 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU Grant 2022
F2 Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.