William Glasby - Mar 15, 2024 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
EVP Chief Information Officer
Signature
/s/Kaylene Lahn Attorney in Fact for William Glasby
Stock symbol
HFWA
Transactions as of
Mar 15, 2024
Transactions value $
-$15,439
Form type
4
Date filed
3/18/2024, 04:41 PM
Previous filing
Feb 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $18K +979 +14.69% $18.38 7.65K Mar 15, 2024 Direct
transaction HFWA Common Stock Options Exercise $5.55K +302 +3.95% $18.38 7.95K Mar 15, 2024 Direct
transaction HFWA Common Stock Options Exercise $9.8K +533 +6.71% $18.38 8.48K Mar 15, 2024 Direct
transaction HFWA Common Stock Options Exercise $28.9K +1.57K +18.53% $18.38 10.1K Mar 15, 2024 Direct
transaction HFWA Common Stock Tax liability -$15.4K -840 -8.36% $18.38 9.21K Mar 15, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Restricted Stock Units Options Exercise -$18K -979 -49.97% $18.38 980 Mar 15, 2024 Common Stock 979 $0.00 Direct F1, F2
transaction HFWA Restricted Stock Units Options Exercise -$5.55K -302 -14.31% $18.38 1.81K Mar 15, 2024 Common Stock 302 $0.00 Direct
transaction HFWA Restricted Stock Units Options Exercise -$9.8K -533 -100% $18.38 0 Mar 15, 2024 Common Stock 533 $0.00 Direct
transaction HFWA Restricted Stock Units Options Exercise -$28.9K -1.57K -33.33% $18.38 3.14K Mar 15, 2024 Common Stock 1.57K $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU Grant 2022
F2 Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.