Thomas J. Henning - 15 Mar 2024 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
EVP Chief Risk Officer
Signature
/s/Kaylene Lahn Attorney in Fact for Thomas J Henning
Issuer symbol
HFWA
Transactions as of
15 Mar 2024
Net transactions value
-$12,627
Form type
4
Filing time
18 Mar 2024, 16:41:02 UTC
Previous filing
28 Feb 2024
Next filing
16 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $18,858 +1,026 +15% $18.38 8,008 15 Mar 2024 Direct
transaction HFWA Common Stock Options Exercise $9,962 +542 +6.8% $18.38 8,550 15 Mar 2024 Direct
transaction HFWA Common Stock Options Exercise $9,741 +530 +6.2% $18.38 9,080 15 Mar 2024 Direct
transaction HFWA Common Stock Options Exercise $26,449 +1,439 +16% $18.38 10,519 15 Mar 2024 Direct
transaction HFWA Common Stock Tax liability $12,627 -687 -6.5% $18.38 9,832 15 Mar 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Restricted Stock Units Options Exercise $18,858 -1,026 -50% $18.38 1,026 15 Mar 2024 Common Stock 1,026 $0.000000 Direct F1, F2
transaction HFWA Restricted Stock Units Options Exercise $9,962 -542 -100% $18.38 0 15 Mar 2024 Common Stock 542 $0.000000 Direct
transaction HFWA Restricted Stock Units Options Exercise $9,741 -530 -20% $18.38 2,123 15 Mar 2024 Common Stock 530 $0.000000 Direct
transaction HFWA Restricted Stock Units Options Exercise $26,449 -1,439 -33% $18.38 2,879 15 Mar 2024 Common Stock 1,439 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU Grant 2022
F2 Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.