Thomas J. Henning - Mar 15, 2024 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
EVP Chief Risk Officer
Signature
/s/Kaylene Lahn Attorney in Fact for Thomas J Henning
Stock symbol
HFWA
Transactions as of
Mar 15, 2024
Transactions value $
-$12,627
Form type
4
Date filed
3/18/2024, 04:41 PM
Previous filing
Feb 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $18.9K +1.03K +14.69% $18.38 8.01K Mar 15, 2024 Direct
transaction HFWA Common Stock Options Exercise $9.96K +542 +6.77% $18.38 8.55K Mar 15, 2024 Direct
transaction HFWA Common Stock Options Exercise $9.74K +530 +6.2% $18.38 9.08K Mar 15, 2024 Direct
transaction HFWA Common Stock Options Exercise $26.4K +1.44K +15.85% $18.38 10.5K Mar 15, 2024 Direct
transaction HFWA Common Stock Tax liability -$12.6K -687 -6.53% $18.38 9.83K Mar 15, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Restricted Stock Units Options Exercise -$18.9K -1.03K -50% $18.38 1.03K Mar 15, 2024 Common Stock 1.03K $0.00 Direct F1, F2
transaction HFWA Restricted Stock Units Options Exercise -$9.96K -542 -100% $18.38 0 Mar 15, 2024 Common Stock 542 $0.00 Direct
transaction HFWA Restricted Stock Units Options Exercise -$9.74K -530 -19.98% $18.38 2.12K Mar 15, 2024 Common Stock 530 $0.00 Direct
transaction HFWA Restricted Stock Units Options Exercise -$26.4K -1.44K -33.33% $18.38 2.88K Mar 15, 2024 Common Stock 1.44K $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU Grant 2022
F2 Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.