Sabrina C. Robison - 15 Mar 2023 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
EVP Chief HR Officer
Signature
Kaylene Lahn Attorney in Fact for Sabrina Robison
Issuer symbol
HFWA
Transactions as of
15 Mar 2023
Net transactions value
-$9,520
Form type
4
Filing time
16 Mar 2023, 17:35:03 UTC
Previous filing
24 Feb 2023
Next filing
18 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $10,525 +461 +2% $22.83 23,748 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $11,757 +515 +2.2% $22.83 24,263 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $19,908 +872 +3.6% $22.83 25,135 15 Mar 2023 Direct
transaction HFWA Common Stock Tax liability $9,520 -417 -1.7% $22.83 24,718 15 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Restricted Stock Units Options Exercise $10,525 -461 -49% $22.83 475 15 Mar 2023 Common Stock 461 $0.000000 Direct
transaction HFWA Restricted Stock Units Options Exercise $11,757 -515 -100% $22.83 0 15 Mar 2023 Common Stock 515 $0.000000 Direct
transaction HFWA Restricted Stock Units Options Exercise $19,908 -872 -33% $22.83 1,746 15 Mar 2023 Common Stock 872 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU Grant 2022
F2 Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.