Sabrina Robison - Mar 15, 2023 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
EVP Chief HR Officer
Signature
Kaylene Lahn Attorney in Fact for Sabrina Robison
Stock symbol
HFWA
Transactions as of
Mar 15, 2023
Transactions value $
-$9,520
Form type
4
Date filed
3/16/2023, 05:35 PM
Previous filing
Feb 24, 2023
Next filing
Dec 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $10.5K +461 +1.98% $22.83 23.7K Mar 15, 2023 Direct
transaction HFWA Common Stock Options Exercise $11.8K +515 +2.17% $22.83 24.3K Mar 15, 2023 Direct
transaction HFWA Common Stock Options Exercise $19.9K +872 +3.59% $22.83 25.1K Mar 15, 2023 Direct
transaction HFWA Common Stock Tax liability -$9.52K -417 -1.66% $22.83 24.7K Mar 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Restricted Stock Units Options Exercise -$10.5K -461 -49.25% $22.83 475 Mar 15, 2023 Common Stock 461 $0.00 Direct
transaction HFWA Restricted Stock Units Options Exercise -$11.8K -515 -100% $22.83 0 Mar 15, 2023 Common Stock 515 $0.00 Direct
transaction HFWA Restricted Stock Units Options Exercise -$19.9K -872 -33.31% $22.83 1.75K Mar 15, 2023 Common Stock 872 $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU Grant 2022
F2 Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.