Tony Chalfant - 15 Mar 2023 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
EVP Chief Credit Officer
Signature
/s/ Kaylene Lahn Attorney in Fact for Tony Chalfant
Issuer symbol
HFWA
Transactions as of
15 Mar 2023
Net transactions value
-$7,511
Form type
4
Filing time
16 Mar 2023, 17:34:48 UTC
Previous filing
24 Feb 2023
Next filing
16 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $13,310 +583 +3.4% $22.83 17,788 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $14,566 +638 +3.6% $22.83 18,426 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $12,374 +542 +2.9% $22.83 18,968 15 Mar 2023 Direct
transaction HFWA Common Stock Tax liability $7,511 -329 -1.7% $22.83 18,639 15 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Restricted Stock Units Options Exercise $13,310 -583 -33% $22.83 1,168 15 Mar 2023 Common Stock 583 $0.000000 Direct F1, F2
transaction HFWA Restricted Stock Units Options Exercise $12,374 -542 -49% $22.83 558 15 Mar 2023 Common Stock 542 $0.000000 Direct F3
transaction HFWA Restricted Stock Units Options Exercise $14,566 -638 -100% $22.83 0 15 Mar 2023 Common Stock 638 $0.000000 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU Grant 2022
F2 Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.
F3 RSU Grant 2021
F4 RSU Grant 2020