Tony Chalfant - Mar 15, 2023 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
EVP Chief Credit Officer
Signature
/s/ Kaylene Lahn Attorney in Fact for Tony Chalfant
Stock symbol
HFWA
Transactions as of
Mar 15, 2023
Transactions value $
-$7,511
Form type
4
Date filed
3/16/2023, 05:34 PM
Previous filing
Feb 24, 2023
Next filing
Jun 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $13.3K +583 +3.39% $22.83 17.8K Mar 15, 2023 Direct
transaction HFWA Common Stock Options Exercise $14.6K +638 +3.59% $22.83 18.4K Mar 15, 2023 Direct
transaction HFWA Common Stock Options Exercise $12.4K +542 +2.94% $22.83 19K Mar 15, 2023 Direct
transaction HFWA Common Stock Tax liability -$7.51K -329 -1.73% $22.83 18.6K Mar 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Restricted Stock Units Options Exercise -$13.3K -583 -33.3% $22.83 1.17K Mar 15, 2023 Common Stock 583 $0.00 Direct F1, F2
transaction HFWA Restricted Stock Units Options Exercise -$12.4K -542 -49.27% $22.83 558 Mar 15, 2023 Common Stock 542 $0.00 Direct F3
transaction HFWA Restricted Stock Units Options Exercise -$14.6K -638 -100% $22.83 0 Mar 15, 2023 Common Stock 638 $0.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU Grant 2022
F2 Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.
F3 RSU Grant 2021
F4 RSU Grant 2020