Jeffrey J. Deuel - 15 Mar 2023 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
CEO, Director
Signature
/s/ Kaylene Lahn Attorney in Fact for Jeffrey J. Deuel
Issuer symbol
HFWA
Transactions as of
15 Mar 2023
Net transactions value
-$55,705
Form type
4
Filing time
16 Mar 2023, 17:34:08 UTC
Previous filing
24 Feb 2023
Next filing
28 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $159,993 +7,008 +14% $22.83 55,435 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $52,806 +2,313 +4.2% $22.83 57,748 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $49,998 +2,190 +3.8% $22.83 59,938 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $55,591 +2,435 +4.1% $22.83 62,373 15 Mar 2023 Direct
transaction HFWA Common Stock Tax liability $55,705 -2,440 -3.9% $22.83 59,933 15 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Performance Share Units Options Exercise $159,993 -7,008 -100% $22.83 0 15 Mar 2023 Common Stock 7,008 $0.000000 Direct
transaction HFWA Restricted Stock Units Options Exercise $52,806 -2,313 -100% $22.83 0 15 Mar 2023 Common Stock 2,313 $0.000000 Direct
transaction HFWA Restricted Stock Units Options Exercise $49,998 -2,190 -49% $22.83 2,255 15 Mar 2023 Common Stock 2,190 $0.000000 Direct F1
transaction HFWA Restricted Stock Units Options Exercise $55,591 -2,435 -33% $22.83 4,871 15 Mar 2023 Common Stock 2,435 $0.000000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU Grant 2021
F2 RSU Grant 2022
F3 Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.