Donald Hinson - 15 Mar 2023 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
EVPand Chief Financial Officer
Signature
/s/ Kaylene Lahn Attorney in Fact for Donald Hinson
Issuer symbol
HFWA
Transactions as of
15 Mar 2023
Net transactions value
-$16,186
Form type
4
Filing time
16 Mar 2023, 17:33:36 UTC
Previous filing
24 Feb 2023
Next filing
28 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $47,258 +2,070 +5.8% $22.83 37,952 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $14,771 +647 +1.7% $22.83 38,599 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $15,433 +676 +1.8% $22.83 39,275 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $15,593 +683 +1.7% $22.83 39,958 15 Mar 2023 Direct
transaction HFWA Common Stock Tax liability $16,186 -709 -1.8% $22.83 39,249 15 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Performance Share Units Options Exercise $47,258 -2,070 -100% $22.83 0 15 Mar 2023 Common Stock 2,070 $0.000000 Direct
transaction HFWA Restricted Stock Units Options Exercise $14,771 -647 -49% $22.83 666 15 Mar 2023 Common Stock 647 $0.000000 Direct F1
transaction HFWA Restricted Stock Units Options Exercise $15,433 -676 -33% $22.83 1,353 15 Mar 2023 Common Stock 676 $0.000000 Direct F2, F3
transaction HFWA Restricted Stock Units Options Exercise $15,593 -683 -100% $22.83 0 15 Mar 2023 Common Stock 683 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU Grant 2021
F2 RSU Grant 2022
F3 Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.