Cindy M. Hirman - Mar 15, 2023 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
EVP Chief Banking Officer
Signature
/s/ Kaylene Lahn Attorney in Fact for Cindy M Hirman
Stock symbol
HFWA
Transactions as of
Mar 15, 2023
Transactions value $
-$15,661
Form type
4
Date filed
3/16/2023, 05:33 PM
Previous filing
Dec 15, 2022
Next filing
Apr 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $11.4K +501 +2.49% $22.83 20.6K Mar 15, 2023 Direct
transaction HFWA Common Stock Options Exercise $36.6K +1.6K +7.79% $22.83 22.2K Mar 15, 2023 Direct
transaction HFWA Common Stock Options Exercise $12.1K +529 +2.38% $22.83 22.7K Mar 15, 2023 Direct
transaction HFWA Common Stock Options Exercise $12.3K +539 +2.37% $22.83 23.3K Mar 15, 2023 Direct
transaction HFWA Common Stock Options Exercise $9.84K +431 +1.85% $22.83 23.7K Mar 15, 2023 Direct
transaction HFWA Common Stock Tax liability -$15.7K -686 -2.9% $22.83 23K Mar 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Restricted Stock Units Options Exercise -$11.4K -501 -49.26% $22.83 516 Mar 15, 2023 Common Stock 501 $0.00 Direct
transaction HFWA Performance Share Units Options Exercise -$36.6K -1.6K -100% $22.83 0 Mar 15, 2023 Common Stock 1.6K $0.00 Direct
transaction HFWA Restricted Stock Units Options Exercise -$12.1K -529 -100% $22.83 0 Mar 15, 2023 Common Stock 529 $0.00 Direct
transaction HFWA Restricted Stock Units Options Exercise -$12.3K -539 -33.33% $22.83 1.08K Mar 15, 2023 Common Stock 539 $0.00 Direct F1, F2
transaction HFWA Restricted Stock Units Options Exercise -$9.84K -431 -20% $22.83 1.72K Mar 15, 2023 Common Stock 431 $0.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU Grant 2022
F2 Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.