William Glasby - Mar 15, 2023 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
EVP Chief Information Officer
Signature
/s/Kaylene Lahn Attorney in Fact for William Glasby
Stock symbol
HFWA
Transactions as of
Mar 15, 2023
Transactions value $
-$13,424
Form type
4
Date filed
3/16/2023, 05:33 PM
Previous filing
Feb 24, 2023
Next filing
Dec 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $6.89K +302 +6.48% $22.83 4.96K Mar 15, 2023 Direct
transaction HFWA Common Stock Options Exercise $11.8K +518 +10.44% $22.83 5.48K Mar 15, 2023 Direct
transaction HFWA Common Stock Options Exercise $13.2K +578 +10.55% $22.83 6.06K Mar 15, 2023 Direct
transaction HFWA Common Stock Options Exercise $22.4K +979 +16.16% $22.83 7.04K Mar 15, 2023 Direct
transaction HFWA Common Stock Tax liability -$13.4K -588 -8.35% $22.83 6.45K Mar 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Restricted Stock Units Options Exercise -$6.89K -302 -12.52% $22.83 2.11K Mar 15, 2023 Common Stock 302 $0.00 Direct F1
transaction HFWA Restricted Stock Units Options Exercise -$11.8K -518 -49.29% $22.83 533 Mar 15, 2023 Common Stock 518 $0.00 Direct
transaction HFWA Restricted Stock Units Options Exercise -$13.2K -578 -100% $22.83 0 Mar 15, 2023 Common Stock 578 $0.00 Direct
transaction HFWA Restricted Stock Units Options Exercise -$22.4K -979 -33.32% $22.83 1.96K Mar 15, 2023 Common Stock 979 $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU Grant 2020
F2 RSU Grant 2022
F3 Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.