William Glasby - 15 Mar 2023 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
EVP Chief Information Officer
Signature
/s/Kaylene Lahn Attorney in Fact for William Glasby
Issuer symbol
HFWA
Transactions as of
15 Mar 2023
Net transactions value
-$13,424
Form type
4
Filing time
16 Mar 2023, 17:33:01 UTC
Previous filing
24 Feb 2023
Next filing
18 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $6,895 +302 +6.5% $22.83 4,963 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $11,826 +518 +10% $22.83 5,481 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $13,196 +578 +11% $22.83 6,059 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $22,351 +979 +16% $22.83 7,038 15 Mar 2023 Direct
transaction HFWA Common Stock Tax liability $13,424 -588 -8.4% $22.83 6,450 15 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Restricted Stock Units Options Exercise $6,895 -302 -13% $22.83 2,111 15 Mar 2023 Common Stock 302 $0.000000 Direct F1
transaction HFWA Restricted Stock Units Options Exercise $11,826 -518 -49% $22.83 533 15 Mar 2023 Common Stock 518 $0.000000 Direct
transaction HFWA Restricted Stock Units Options Exercise $13,196 -578 -100% $22.83 0 15 Mar 2023 Common Stock 578 $0.000000 Direct
transaction HFWA Restricted Stock Units Options Exercise $22,351 -979 -33% $22.83 1,959 15 Mar 2023 Common Stock 979 $0.000000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU Grant 2020
F2 RSU Grant 2022
F3 Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.