Ray Matthew T. - 15 Mar 2023 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
EVP Chief Lending Officer
Signature
Kaylene Lahn Attorney in Fact for Matthew Ray
Issuer symbol
HFWA
Transactions as of
15 Mar 2023
Net transactions value
-$13,401
Form type
4
Filing time
16 Mar 2023, 17:32:45 UTC
Previous filing
24 Feb 2023
Next filing
28 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $16,186 +709 +6.2% $22.83 12,168 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $11,529 +505 +4.2% $22.83 12,673 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $4,589 +201 +1.6% $22.83 12,874 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $11,917 +522 +4.1% $22.83 13,396 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $16,186 +709 +5.3% $22.83 14,105 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $5,799 +254 +1.8% $22.83 14,359 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $3,516 +154 +1.1% $22.83 14,513 15 Mar 2023 Direct
transaction HFWA Common Stock Tax liability $13,401 -587 -4% $22.83 13,926 15 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Restricted Stock Units Options Exercise $16,186 -709 -100% $22.83 0 15 Mar 2023 Common Stock 709 $0.000000 Direct F1
transaction HFWA Restricted Stock Units Options Exercise $11,529 -505 -17% $22.83 2,521 15 Mar 2023 Common Stock 505 $0.000000 Direct F2
transaction HFWA Restricted Stock Units Options Exercise $4,589 -201 -100% $22.83 0 15 Mar 2023 Common Stock 201 $0.000000 Direct F1
transaction HFWA Restricted Stock Units Options Exercise $11,917 -522 -49% $22.83 537 15 Mar 2023 Common Stock 522 $0.000000 Direct F3
transaction HFWA Restricted Stock Units Options Exercise $16,186 -709 -33% $22.83 1,420 15 Mar 2023 Common Stock 709 $0.000000 Direct F4
transaction HFWA Restricted Stock Units Options Exercise $5,799 -254 -49% $22.83 261 15 Mar 2023 Common Stock 254 $0.000000 Direct
transaction HFWA Restricted Stock Units Options Exercise $3,516 -154 -20% $22.83 619 15 Mar 2023 Common Stock 154 $0.000000 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU award granted 02/26/2020
F2 RSU award granted 03/01/2018
F3 RSU award granted on 02/25/2021
F4 RSU award granted 02/22/2022