Matthew Ray - Mar 15, 2023 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
EVP Chief Lending Officer
Signature
Kaylene Lahn Attorney in Fact for Matthew Ray
Stock symbol
HFWA
Transactions as of
Mar 15, 2023
Transactions value $
-$13,401
Form type
4
Date filed
3/16/2023, 05:32 PM
Previous filing
Feb 24, 2023
Next filing
Feb 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $16.2K +709 +6.19% $22.83 12.2K Mar 15, 2023 Direct
transaction HFWA Common Stock Options Exercise $11.5K +505 +4.15% $22.83 12.7K Mar 15, 2023 Direct
transaction HFWA Common Stock Options Exercise $4.59K +201 +1.59% $22.83 12.9K Mar 15, 2023 Direct
transaction HFWA Common Stock Options Exercise $11.9K +522 +4.05% $22.83 13.4K Mar 15, 2023 Direct
transaction HFWA Common Stock Options Exercise $16.2K +709 +5.29% $22.83 14.1K Mar 15, 2023 Direct
transaction HFWA Common Stock Options Exercise $5.8K +254 +1.8% $22.83 14.4K Mar 15, 2023 Direct
transaction HFWA Common Stock Options Exercise $3.52K +154 +1.07% $22.83 14.5K Mar 15, 2023 Direct
transaction HFWA Common Stock Tax liability -$13.4K -587 -4.04% $22.83 13.9K Mar 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Restricted Stock Units Options Exercise -$16.2K -709 -100% $22.83 0 Mar 15, 2023 Common Stock 709 $0.00 Direct F1
transaction HFWA Restricted Stock Units Options Exercise -$11.5K -505 -16.69% $22.83 2.52K Mar 15, 2023 Common Stock 505 $0.00 Direct F2
transaction HFWA Restricted Stock Units Options Exercise -$4.59K -201 -100% $22.83 0 Mar 15, 2023 Common Stock 201 $0.00 Direct F1
transaction HFWA Restricted Stock Units Options Exercise -$11.9K -522 -49.29% $22.83 537 Mar 15, 2023 Common Stock 522 $0.00 Direct F3
transaction HFWA Restricted Stock Units Options Exercise -$16.2K -709 -33.3% $22.83 1.42K Mar 15, 2023 Common Stock 709 $0.00 Direct F4
transaction HFWA Restricted Stock Units Options Exercise -$5.8K -254 -49.32% $22.83 261 Mar 15, 2023 Common Stock 254 $0.00 Direct
transaction HFWA Restricted Stock Units Options Exercise -$3.52K -154 -19.92% $22.83 619 Mar 15, 2023 Common Stock 154 $0.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU award granted 02/26/2020
F2 RSU award granted 03/01/2018
F3 RSU award granted on 02/25/2021
F4 RSU award granted 02/22/2022