Bryan McDonald - 15 Mar 2023 Form 4 Insider Report for HERITAGE FINANCIAL CORP /WA/ (HFWA)

Role
President and COO
Signature
/s/Kaylene Lahn POA for Bryan McDonald
Issuer symbol
HFWA
Transactions as of
15 Mar 2023
Net transactions value
-$21,552
Form type
4
Filing time
16 Mar 2023, 17:32:29 UTC
Previous filing
24 Feb 2023
Next filing
28 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HFWA Common Stock Options Exercise $62,463 +2,736 +15% $22.83 21,021 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $20,615 +903 +4.3% $22.83 21,924 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $19,520 +855 +3.9% $22.83 22,779 15 Mar 2023 Direct
transaction HFWA Common Stock Options Exercise $21,004 +920 +4% $22.83 23,699 15 Mar 2023 Direct
transaction HFWA Common Stock Tax liability $21,552 -944 -4% $22.83 22,755 15 Mar 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HFWA Performance Share Units Options Exercise $62,463 -2,736 -100% $22.83 0 15 Mar 2023 Common Stock 2,736 $0.000000 Direct
transaction HFWA Restricted Stock Units Options Exercise $20,615 -903 -100% $22.83 0 15 Mar 2023 Common Stock 903 $0.000000 Direct
transaction HFWA Restricted Stock Units Options Exercise $19,520 -855 -49% $22.83 880 15 Mar 2023 Common Stock 855 $0.000000 Direct
transaction HFWA Restricted Stock Units Options Exercise $21,004 -920 -33% $22.83 1,841 15 Mar 2023 Common Stock 920 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU Grant 2022
F2 Represents award pursuant to 2014 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.