| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NVDA | Common | Tax liability | $7,930,514 | -68,609 | -1.3% | $115.59 | 5,020,884 | 18 Sep 2024 | Direct | F1, F2, F3 |
| transaction | NVDA | Common | Sale | $5,287,798 | -45,510 | -0.91% | $116.19 | 4,975,374 | 20 Sep 2024 | Direct | F4, F5 |
| transaction | NVDA | Common | Sale | $1,674,178 | -14,291 | -0.29% | $117.15 | 4,961,083 | 20 Sep 2024 | Direct | F4, F6 |
| transaction | NVDA | Common | Sale | $810,876 | -6,869 | -0.14% | $118.05 | 4,954,214 | 20 Sep 2024 | Direct | F4, F7 |
| holding | NVDA | Common | 767,680 | 18 Sep 2024 | By Limited Liability Company | F8 | |||||
| holding | NVDA | Common | 4,000 | 18 Sep 2024 | By immediate family member 1 | ||||||
| holding | NVDA | Common | 4,000 | 18 Sep 2024 | By immediate family member 2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4. |
| F2 | Includes 61,131 shares issued upon the vesting of restricted stock units previously reported on a Form 4. |
| F3 | Includes 631 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on August 30, 2024. |
| F4 | The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 22, 2024. |
| F5 | Represents weighted average sales price. The shares were sold at prices ranging from $115.67 to $116.665. The Reporting Person will provide upon request, to the Securities and Exchange Commission (the "SEC"), the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F6 | Represents weighted average sales price. The shares were sold at prices ranging from $116.675 to $117.65. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F7 | Represents weighted average sales price. The shares were sold at prices ranging from $117.68 to $118.515. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| F8 | Shares held by a limited liability company, the sole member of which is an irrevocable trust and of which the trustee is an independent institution. |