Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | NVDA | Common Stock | Tax liability | -$873K | -6.44K | -1.25% | $135.58 | 508K | Jun 19, 2024 | Direct | F1, F2, F3 |
transaction | NVDA | Common Stock | Sale | -$577K | -4.5K | -0.89% | $128.17 | 504K | Jun 21, 2024 | Direct | F3, F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | Represents shares of the Issuer's common stock withheld by the Issuer to satisfy taxes due by the Reporting Person in connection with the vesting of restricted stock units previously reported on a Form 4. |
F2 | Includes 5,488 shares issued upon the vesting of restricted stock units previously reported on a Form 4. |
F3 | Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on June 7, 2024. |
F4 | The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 6, 2023. |