Jen Hsun Huang - Dec 1, 2021 Form 4 Insider Report for NVIDIA CORP (NVDA)

Signature
/s/ Rebecca Peters, Attorney-in-Fact for Jen-Hsun Huang
Stock symbol
NVDA
Transactions as of
Dec 1, 2021
Transactions value $
-$141,920,125
Form type
4
Date filed
12/3/2021, 05:04 PM
Previous filing
Sep 17, 2021
Next filing
Dec 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NVDA Common Stock Options Exercise $1.59M +440K +8.47% $3.62* 5.63M Dec 1, 2021 Direct F1
transaction NVDA Common Stock Sale -$1.31M -4.16K -0.07% $314.74 5.63M Dec 1, 2021 Direct F1, F2
transaction NVDA Common Stock Sale -$3.76M -11.9K -0.21% $315.48 5.62M Dec 1, 2021 Direct F1, F3
transaction NVDA Common Stock Sale -$3.75M -11.8K -0.21% $316.51 5.61M Dec 1, 2021 Direct F1, F4
transaction NVDA Common Stock Sale -$6.16M -19.4K -0.35% $317.53 5.59M Dec 1, 2021 Direct F1, F5
transaction NVDA Common Stock Sale -$3.25M -10.2K -0.18% $318.69 5.58M Dec 1, 2021 Direct F1, F6
transaction NVDA Common Stock Sale -$2.39M -7.48K -0.13% $319.52 5.57M Dec 1, 2021 Direct F1, F7
transaction NVDA Common Stock Sale -$5.1M -15.9K -0.29% $320.72 5.55M Dec 1, 2021 Direct F1, F8
transaction NVDA Common Stock Sale -$7.06M -22K -0.4% $321.66 5.53M Dec 1, 2021 Direct F1, F9
transaction NVDA Common Stock Sale -$10.3M -31.9K -0.58% $322.60 5.5M Dec 1, 2021 Direct F1, F10
transaction NVDA Common Stock Sale -$6.79M -21K -0.38% $323.61 5.48M Dec 1, 2021 Direct F1, F11
transaction NVDA Common Stock Sale -$1.82M -5.62K -0.1% $324.67 5.47M Dec 1, 2021 Direct F1, F12
transaction NVDA Common Stock Sale -$1.91M -5.86K -0.11% $325.54 5.47M Dec 1, 2021 Direct F1, F13
transaction NVDA Common Stock Sale -$5.14M -15.7K -0.29% $326.97 5.45M Dec 1, 2021 Direct F1, F14
transaction NVDA Common Stock Sale -$10.5M -32.1K -0.59% $327.89 5.42M Dec 1, 2021 Direct F1, F15
transaction NVDA Common Stock Sale -$22.9M -69.6K -1.28% $328.73 5.35M Dec 1, 2021 Direct F1, F16
transaction NVDA Common Stock Sale -$20.2M -61.2K -1.14% $329.79 5.29M Dec 1, 2021 Direct F1, F17
transaction NVDA Common Stock Sale -$17.2M -51.9K -0.98% $330.76 5.24M Dec 1, 2021 Direct F1, F18
transaction NVDA Common Stock Sale -$11.5M -34.8K -0.66% $331.65 5.2M Dec 1, 2021 Direct F1, F19
transaction NVDA Common Stock Sale -$2.48M -7.47K -0.14% $332.49 5.19M Dec 1, 2021 Direct F1, F20
transaction NVDA Common Stock Gift $0 -1.22M -1.95% $0.00 61.3M Nov 23, 2021 By Trust F21, F22
transaction NVDA Common Stock Other $0 +17.6K +0.03% $0.00 61.4M Nov 23, 2021 By Trust F22, F23
transaction NVDA Common Stock Other $0 -8.79K -0.29% $0.00 2.98M Nov 23, 2021 The Lori Lynn Huang 2016 Annuity Trust II Agreement F23
transaction NVDA Common Stock Other $0 -8.79K -0.29% $0.00 2.98M Nov 23, 2021 The Jen-Hsun Huang 2016 Annuity Trust II Agreement F23
transaction NVDA Common Stock Gift $0 -34.4K -0.06% $0.00 61.3M Dec 2, 2021 By Trust F21, F22
holding NVDA Common Stock 4.95M Dec 1, 2021 By Partnership F24
holding NVDA Common Stock 2.23M Dec 1, 2021 By Irrevocable Trust F25
holding NVDA Common Stock 5.01M Dec 1, 2021 By Irrevocable Remainder Trust F26

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NVDA Employee Stock Option (Right to Buy) Options Exercise $0 +440K +150.51% $0.00 732K Dec 1, 2021 Common Stock 440K $3.62 Direct F1, F27, F28
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was pursuant to a 10b5-1 Plan.
F2 Represents weighted average sales price. The shares were sold at prices ranging from $314.00 to $314.96. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 Represents weighted average sales price. The shares were sold at prices ranging from $315.06 to $316.05. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4 Represents weighted average sales price. The shares were sold at prices ranging from $316.06 to $317.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5 Represents weighted average sales price. The shares were sold at prices ranging from $317.11 to $318.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6 Represents weighted average sales price. The shares were sold at prices ranging from $318.11 to $319.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F7 Represents weighted average sales price. The shares were sold at prices ranging from $319.11 to $320.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F8 Represents weighted average sales price. The shares were sold at prices ranging from $320.11 to $321.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F9 Represents weighted average sales price. The shares were sold at prices ranging from $321.11 to $322.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F10 Represents weighted average sales price. The shares were sold at prices ranging from $322.11 to $323.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F11 Represents weighted average sales price. The shares were sold at prices ranging from $323.11 to $324.09. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F12 Represents weighted average sales price. The shares were sold at prices ranging from $324.12 to $325.10. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F13 Represents weighted average sales price. The shares were sold at prices ranging from $325.12 to $326.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F14 Represents weighted average sales price. The shares were sold at prices ranging from $326.28 to $327.27. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F15 Represents weighted average sales price. The shares were sold at prices ranging from $327.29 to $328.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F16 Represents weighted average sales price. The shares were sold at prices ranging from $328.29 to $329.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F17 Represents weighted average sales price. The shares were sold at prices ranging from $329.29 to $330.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F18 Represents weighted average sales price. The shares were sold at prices ranging from $330.29 to $331.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F19 Represents weighted average sales price. The shares were sold at prices ranging from $331.29 to $332.28. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F20 Represents weighted average sales price. The shares were sold at prices ranging from $332.29 to $332.77. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F21 Gift without consideration
F22 The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee.
F23 On November 23, 2021, 8,790 shares of the Issuer's Common Stock held by The Lori Lynn Huang 2016 Annuity Trust II Agreement, and 8,790 shares of the Issuer's Common Stock held by The Jen-Hsun Huang 2016 Annuity Trust II Agreement were transferred for no consideration to the Trust to satisfy annuity payments.
F24 The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner.
F25 The shares are held by The Huang 2012 Irrevocable Trust, of which the Reporting Person is a trustee.
F26 The shares are held by The Huang Irrevocable Remainder Trust u/a/d February 19, 2016, of which the Reporting Person is a trustee.
F27 Adjusted to reflect a four-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on July 19, 2021.
F28 Fully vested.