Jen Hsun Huang - 13 Sep 2021 Form 4 Insider Report for NVIDIA CORP (NVDA)

Role
President and CEO, Director
Signature
/s/ Rebecca Peters, Attorney-in-Fact for Jen-Hsun Huang
Issuer symbol
NVDA
Transactions as of
13 Sep 2021
Net transactions value
+$99,991
Form type
4
Filing time
14 Sep 2021, 17:36:19 UTC
Previous filing
03 Sep 2021
Next filing
17 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NVDA Common Stock Options Exercise $99,991 +27,660 +0.53% $3.62* 5,210,989 13 Sep 2021 Direct F1
holding NVDA Common Stock 62,565,496 13 Sep 2021 By Trust F2
holding NVDA Common Stock 4,948,956 13 Sep 2021 By Partnership F3
holding NVDA Common Stock 2,986,630 13 Sep 2021 The Lori Lynn Huang 2016 Annuity Trust II Agreement
holding NVDA Common Stock 2,986,630 13 Sep 2021 The Jen-Hsun Huang 2016 Annuity Trust II Agreement
holding NVDA Common Stock 2,228,000 13 Sep 2021 By Irrevocable Trust F4
holding NVDA Common Stock 5,007,800 13 Sep 2021 By Irrevocable Remainder Trust F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NVDA Employee Stock Option (Right to Buy) Options Exercise $0 -27,660 -100% $0.000000* 0 13 Sep 2021 Common Stock 27,660 $3.62 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 137 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on August 31, 2021.
F2 The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee.
F3 The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner.
F4 The shares are held by The Huang 2012 Irrevocable Trust, of which the Reporting Person is a trustee.
F5 The shares are held by The Huang Irrevocable Remainder Trust u/a/d February 19, 2016, of which the Reporting Person is a trustee.
F6 Adjusted to reflect a four-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on July 19, 2021.
F7 Fully vested.