William C. Dockman - May 7, 2021 Form 4 Insider Report for W R GRACE & CO (GRA)

Role
Senior VP and CFO
Signature
/s/ Sean E. Dempsey, Attorney-in-Fact
Stock symbol
GRA
Transactions as of
May 7, 2021
Transactions value $
-$67,424
Form type
4
Date filed
5/10/2021, 05:06 PM
Next filing
Sep 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GRA Common Stock, par value $0.01 per share Options Exercise +294 +2.3% 13.1K May 7, 2021 Direct F1, F2
transaction GRA Common Stock, par value $0.01 per share Tax liability -$6.7K -98 -0.75% $68.39 13K May 7, 2021 Direct
transaction GRA Common Stock, par value $0.01 per share Options Exercise +2.66K +20.56% 15.6K May 7, 2021 Direct F1, F2
transaction GRA Common Stock, par value $0.01 per share Tax liability -$60.7K -888 -5.68% $68.38 14.7K May 7, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GRA Restricted Stock Units Options Exercise $0 -2.96K -19.93% $0.00 11.9K May 7, 2021 Common Stock 2.96K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 8, 2018, the reporting person was granted 884 stock units, vesting annually in three substantially equal installments beginning on May 8, 2019; 294 of these stock units vested and settled on May 7, 2021, and on May 8, 2019, the reporting person was granted 2,664 stock units, which vested on May 7, 2021.
F2 Restricted stock units converted into Common Stock on a one-for-one basis.
F3 Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock or at the Issuer's election, the cash value thereof.