ALBERT G. LOWENTHAL - 28 Jan 2025 Form 4 Insider Report for OPPENHEIMER HOLDINGS INC (OPY)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Jenny Chan, as Attorney-in-fact for Albert G. Lowenthal
Issuer symbol
OPY
Transactions as of
28 Jan 2025
Net transactions value
$0
Form type
4
Filing time
30 Jan 2025, 15:39:47 UTC
Previous filing
07 Feb 2025
Next filing
09 Feb 2026
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPY Class A non-voting common stock Other +39,689 +25% 199,151 28 Jan 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPY Restricted Class A non-voting common stock Other -77,000 -20% 305,000 28 Jan 2025 Class A non-voting common stock 77,000 Direct F1
transaction OPY Restricted Class A non-voting common stock Other +32,500 +11% 337,500 29 Jan 2025 Class A non-voting common stock 32,500 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction describes the vesting of 77,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 39,689 Class A non-voting common shares were converted and 37,311 shares were forfeited.
F2 The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2030 or death.