Albert G. Lowenthal - Dec 31, 2021 Form 5 Insider Report for OPPENHEIMER HOLDINGS INC (OPY)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Jenny Chan, as Attorney-in-fact for Albert G. Lowenthal
Stock symbol
OPY
Transactions as of
Dec 31, 2021
Transactions value $
$23,757
Form type
5
Date filed
2/10/2022, 03:52 PM
Next filing
Jan 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPY Class A non-voting common stock Purchase $1.83K +48.2 +0.32% $38.06 15.3K Feb 26, 2021 Held in the Oppenheimer & Co. Inc. 401k Plan F1
transaction OPY Class A non-voting common stock Purchase $1.84K +37.5 +0.24% $49.01 15.4K May 28, 2021 Held in the Oppenheimer & Co. Inc. 401k Plan F1
transaction OPY Class A non-voting common stock Purchase $2.31K +49.4 +0.32% $46.66 15.4K Aug 26, 2021 Held in the Oppenheimer & Co. Inc. 401k Plan F1
transaction OPY Class A non-voting common stock Purchase $2.31K +44.9 +0.29% $51.57 15.5K Nov 26, 2021 Held in the Oppenheimer & Co. Inc. 401k Plan F1
transaction OPY Class A non-voting common stock Purchase $15.5K +331 +2.14% $46.69 15.8K Dec 31, 2021 Held in the Oppenheimer & Co. Inc. 401k Plan F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.