ALBERT G. LOWENTHAL - 31 Dec 2021 Form 5 Insider Report for OPPENHEIMER HOLDINGS INC (OPY)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Jenny Chan, as Attorney-in-fact for Albert G. Lowenthal
Issuer symbol
OPY
Transactions as of
31 Dec 2021
Net transactions value
+$23,757
Form type
5
Filing time
10 Feb 2022, 15:52:10 UTC
Next filing
28 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPY Class A non-voting common stock Purchase $1,834 +48 +0.32% $38.06 15,332 26 Feb 2021 Held in the Oppenheimer & Co. Inc. 401k Plan F1
transaction OPY Class A non-voting common stock Purchase $1,840 +38 +0.24% $49.01 15,369 28 May 2021 Held in the Oppenheimer & Co. Inc. 401k Plan F1
transaction OPY Class A non-voting common stock Purchase $2,305 +49 +0.32% $46.66 15,419 26 Aug 2021 Held in the Oppenheimer & Co. Inc. 401k Plan F1
transaction OPY Class A non-voting common stock Purchase $2,313 +45 +0.29% $51.57 15,464 26 Nov 2021 Held in the Oppenheimer & Co. Inc. 401k Plan F1
transaction OPY Class A non-voting common stock Purchase $15,465 +331 +2.1% $46.69 15,795 31 Dec 2021 Held in the Oppenheimer & Co. Inc. 401k Plan F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.