Polar Asset Management Partners Inc. - Dec 5, 2023 Form 4 Insider Report for Roth CH Acquisition V Co. (ROCL)

Role
10%+ Owner
Signature
/s/ Andrew Ma, Chief Compliance Officer, on behalf of Polar Asset Management Partners Inc
Stock symbol
ROCL
Transactions as of
Dec 5, 2023
Transactions value $
-$320,100
Form type
4
Date filed
12/7/2023, 06:28 AM
Previous filing
Dec 6, 2023
Next filing
Dec 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROCL Common Stock Sale -$320K -30K -5.81% $10.67 486K Dec 5, 2023 See footnote 1 F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Polar Asset Management Partners Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (the "Reporting Person"), serves as investment advisor to Polar Multi-Strategy Master Fund ("PMSMF"), a Cayman Islands exempted company and has sole voting and investment discretion with respects to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein.