Polar Asset Management Partners Inc. - Aug 7, 2023 Form 3 Insider Report for Abri SPAC I, Inc. (ASPA)

Role
10%+ Owner
Signature
/s/ Andrew Ma, Chief Compliance Officer, on behalf of Polar Asset Management Partners Inc.
Stock symbol
ASPA
Transactions as of
Aug 7, 2023
Transactions value $
$0
Form type
3
Date filed
8/18/2023, 03:38 PM
Previous filing
Aug 8, 2023
Next filing
Aug 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ASPA Common Stock, par value $0.0001 per share 250K Aug 7, 2023 See footnote 1 F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada (Reporting Person), serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company (PMSMF) and a Managed Account with sole voting and investment discretion with respects to the securities reported herein held by PMSMF and the Managed Account. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of s. 16 of the Securities Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. This Form 3 is being filed due to the redemption of 570,224 Common Stock, par value $0.0001 per share (announced in a Form 8-K dated August 10, 2023) by Company shareholders, after which the Reporting Person's aggregate beneficial ownership was above 10%.