Aaron Boushek - Oct 4, 2023 Form 3 Insider Report for AMERICAN EQUITY INVESTMENT LIFE HOLDING CO (AEL)

Role
Controller
Signature
/s/ Mark A. Schuman, authorized signer
Stock symbol
AEL
Transactions as of
Oct 4, 2023
Transactions value $
$0
Form type
3
Date filed
10/12/2023, 05:49 PM
Next filing
Feb 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AEL Common Stock 4.86K Oct 4, 2023 Direct
holding AEL Common Stock 2.36K Oct 4, 2023 By ESOP
holding AEL Series A Preferred Stock 7.02K Oct 4, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AEL Options - Right to Buy Oct 4, 2023 Common Stock 2.5K $30.50 Direct
holding AEL Options - Right to Buy Oct 4, 2023 Common Stock 1.75K $27.40 Direct F1
holding AEL Options - Right to Buy Oct 4, 2023 Common Stock 10K $26.72 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock options granted 02/25/2021 pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vested one year from date of grant, 1/3 vested two years from date of grant, and 1/3 will vest assuming continued service three years from date of grant.

Remarks:

Exhibit list: Exhibit 24 - Power of Attorney