Aaron Boushek - 04 Oct 2023 Form 3 Insider Report for AMERICAN EQUITY INVESTMENT LIFE HOLDING CO (ANG-PB)

Role
Controller
Signature
/s/ Mark A. Schuman, authorized signer
Issuer symbol
ANG-PB
Transactions as of
04 Oct 2023
Net transactions value
$0
Form type
3
Filing time
12 Oct 2023, 17:49:31 UTC
Next filing
27 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AEL Common Stock 4,858 04 Oct 2023 Direct
holding AEL Common Stock 2,360 04 Oct 2023 By ESOP
holding AEL Series A Preferred Stock 7,018 04 Oct 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AEL Options - Right to Buy 04 Oct 2023 Common Stock 2,500 $30.50 Direct
holding AEL Options - Right to Buy 04 Oct 2023 Common Stock 1,745 $27.40 Direct F1
holding AEL Options - Right to Buy 04 Oct 2023 Common Stock 10,000 $26.72 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock options granted 02/25/2021 pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vested one year from date of grant, 1/3 vested two years from date of grant, and 1/3 will vest assuming continued service three years from date of grant.

Remarks:

Exhibit list: Exhibit 24 - Power of Attorney