| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AEL | Common Stock | Options Exercise | $357,387 | +11,299 | +22% | $31.63 | 62,975 | 21 Sep 2023 | Direct | |
| transaction | AEL | Common Stock | Options Exercise | $431,687 | +15,755 | +25% | $27.40 | 78,730 | 21 Sep 2023 | Direct | |
| transaction | AEL | Common Stock | Options Exercise | $1,340,733 | +49,565 | +63% | $27.05 | 128,295 | 21 Sep 2023 | Direct | |
| transaction | AEL | Common Stock | Sale | $4,125,581 | -76,619 | -60% | $53.85 | 51,676 | 21 Sep 2023 | Direct | F1 |
| transaction | AEL | Common Stock | Sale | $1,119,290 | -20,776 | -40% | $53.87 | 30,900 | 21 Sep 2023 | Direct | F2 |
| holding | AEL | Common Stock | 14,045 | 21 Sep 2023 | By ESOP | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AEL | Options - Right to Buy | Options Exercise | $0 | -11,299 | -100% | $0.000000* | 0 | 21 Sep 2023 | Common Stock | 11,299 | $31.63 | Direct | F4 |
| transaction | AEL | Options - Right to Buy | Options Exercise | $0 | -15,755 | -67% | $0.000000 | 7,877 | 21 Sep 2023 | Common Stock | 15,755 | $27.40 | Direct | F5 |
| transaction | AEL | Options - Right to Buy | Options Exercise | $0 | -49,565 | -100% | $0.000000* | 0 | 21 Sep 2023 | Common Stock | 49,565 | $27.05 | Direct | F6 |
| Id | Content |
|---|---|
| F1 | This transaction was executed in multiple trades at prices ranging from $53.74 to $53.91. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. |
| F2 | This transaction was executed in multiple trades at prices ranging from $53.83 to $53.92. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. |
| F3 | Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. |
| F4 | Fifty percent (50%) of the option award granted vested on June 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award. |
| F5 | An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant. One-half of these options became exercisable on February 25, 2022, and the other half became exercisable on February 25, 2023. |
| F6 | Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award. |