Anant Bhalla - 20 Sep 2023 Form 4 Insider Report for AMERICAN EQUITY INVESTMENT LIFE HOLDING CO (ANG-PB)

Role
CEO & President, Director
Signature
/s/ Mark A. Schuman, authorized signer
Issuer symbol
ANG-PB
Transactions as of
20 Sep 2023
Net transactions value
-$4,960,088
Form type
4
Filing time
21 Sep 2023, 19:25:51 UTC
Previous filing
20 Sep 2023
Next filing
21 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEL Common Stock Options Exercise $3,767,497 +139,279 +14% $27.05 1,167,413 20 Sep 2023 Direct
transaction AEL Common Stock Options Exercise $1,173,623 +43,923 +3.8% $26.72 1,211,336 20 Sep 2023 Direct
transaction AEL Common Stock Sale $9,901,207 -183,202 -15% $54.05 1,028,134 20 Sep 2023 Direct F1
holding AEL Common Stock 2,075 20 Sep 2023 By ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AEL Options - Right to Buy Options Exercise $0 -139,279 -100% $0.000000* 0 20 Sep 2023 Common Stock 139,279 $27.05 Direct F2
transaction AEL Options - Right to Buy Options Exercise $0 -43,923 -50% $0.000000 43,524 20 Sep 2023 Common Stock 43,923 $26.72 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $54.00 to $54.235. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
F2 Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.
F3 Fifty percent (50%) of the option award granted vested on January 4, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.