Gerard D. Neugent - May 16, 2022 Form 4 Insider Report for AMERICAN EQUITY INVESTMENT LIFE HOLDING CO (AEL)

Role
Director
Signature
/s/ Mark A. Schuman, authorized signer
Stock symbol
AEL
Transactions as of
May 16, 2022
Transactions value $
-$147,607
Form type
4
Date filed
5/18/2022, 03:15 PM
Previous filing
Jun 14, 2021
Next filing
Jun 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEL Common Stock Options Exercise $147K +14K +33.95% $10.52* 55.2K May 16, 2022 Direct
transaction AEL Common Stock Sale -$137K -3.92K -7.1% $34.80 51.3K May 16, 2022 Direct F1
transaction AEL Common Stock Sale -$11.1K -314 -0.61% $35.35 51K May 16, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AEL Options - Right to Buy Options Exercise -$147K -14K -100% $10.52* 0 May 16, 2022 Common Stock 14K $10.52 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $34.245 to $35.23. The price reported in column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
F2 This transaction was executed in multiple trades at prices ranging from $35.30 to $35.39. The price reported in column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.