Signature
/s/ Mark A. Schuman, authorized signer
Issuer symbol
ANG-PB
Transactions as of
14 Mar 2022
Net transactions value
-$1,101,392
Form type
4
Filing time
16 Mar 2022, 19:19:17 UTC
Previous filing
13 Apr 2022
Next filing
14 Apr 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEL Common Stock Sale $612,497 -15,963 -12% $38.37 112,536 14 Mar 2022 Direct F1
transaction AEL Common Stock Sale $488,895 -12,844 -11% $38.06 99,692 15 Mar 2022 Direct F2
holding AEL Common Stock 14,199 14 Mar 2022 By ESOP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person executed this transaction in connection with his planned retirement from American Equity. It was executed in multiple trades at prices ranging from $37.92 to $38.71. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
F2 This transaction was executed under a 10b5-1 plan put in place by the executive for financial planning purposes. The 10b5-1 plan triggered multiple trades at prices ranging from $37.67 to $38.58. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.