| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AEL | Common Stock | Sale | $612,497 | -15,963 | -12% | $38.37 | 112,536 | 14 Mar 2022 | Direct | F1 |
| transaction | AEL | Common Stock | Sale | $488,895 | -12,844 | -11% | $38.06 | 99,692 | 15 Mar 2022 | Direct | F2 |
| holding | AEL | Common Stock | 14,199 | 14 Mar 2022 | By ESOP |
| Id | Content |
|---|---|
| F1 | The reporting person executed this transaction in connection with his planned retirement from American Equity. It was executed in multiple trades at prices ranging from $37.92 to $38.71. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. |
| F2 | This transaction was executed under a 10b5-1 plan put in place by the executive for financial planning purposes. The 10b5-1 plan triggered multiple trades at prices ranging from $37.67 to $38.58. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. |