Joyce Ann Chapman - Mar 9, 2022 Form 4 Insider Report for AMERICAN EQUITY INVESTMENT LIFE HOLDING CO (AEL)

Role
Director
Signature
/s/ Mark A. Schuman, authorized signer
Stock symbol
AEL
Transactions as of
Mar 9, 2022
Transactions value $
-$268
Form type
4
Date filed
3/11/2022, 06:39 PM
Previous filing
Jun 14, 2021
Next filing
Jun 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEL Common Stock Options Exercise $147K +14K +34.03% $10.52* 55.1K Mar 9, 2022 Direct
transaction AEL Common Stock Sale -$148K -3.86K -6.99% $38.26 51.3K Mar 9, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AEL Options - Right to Buy Options Exercise $0 -14K -100% $0.00* 0 Mar 9, 2022 Common Stock 14K $10.52 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $38.25 to $38.36. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.