Jeffrey D. Lorenzen - Jan 7, 2022 Form 4 Insider Report for AMERICAN EQUITY INVESTMENT LIFE HOLDING CO (AEL)

Signature
/s/ Mark A. Schuman, authorized signer
Stock symbol
AEL
Transactions as of
Jan 7, 2022
Transactions value $
-$821,969
Form type
4
Date filed
1/11/2022, 03:58 PM
Previous filing
Jun 4, 2021
Next filing
Feb 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEL Common Stock Sale -$530K -12.9K -18.58% $41.10 56.5K Jan 7, 2022 Direct F1
transaction AEL Common Stock Sale -$292K -7.1K -12.57% $41.09 49.4K Jan 7, 2022 Direct F2
holding AEL Common Stock 13K Jan 7, 2022 By ESOP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed under a 10b5-1 plan put in place by the executive for financial planning purposes. The 10b5-1 plan triggered multiple trades at prices ranging from $40.71 to $41.50. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
F2 This transaction was executed under a 10b5-1 plan put in place by the executive for financial planning purposes. The 10b5-1 plan triggered multiple trades at prices ranging from $40.71 to $41.42. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
F3 Reflects employee stock ownership plan allocations that have occurred since the reporting person's last report.

Remarks:

Exhibit list: Exhibit 24 - Power of Attorney